Source: http://northropfrye-thedoublevision.blogspot.in/
NORTHROP FRYE - THE DOUBLE VISION
POSTS:
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Flyleaf
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Contents
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Preface
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Notes
Flyleaf
For
double the vision my eyes do see,
And a double vision is always with me:
With my inward eye 'tis an old man grey;
With my outward a thistle across my way.
And a double vision is always with me:
With my inward eye 'tis an old man grey;
With my outward a thistle across my way.
Contents
Preface
Chapter One - The Double Vision of Language
The Whirligig of Time, 1925-90
Primitive and Mature Societies
The Crisis in Language
Chapter Two - The Double Vision of Nature
Natural and Human Societies
Criticism and Civilization
The Redemption of Nature
Chapter Three - The Double Vision of Time
Space and Time
Time and History
Time and Education
Chapter Four - The Double Vision of God
Gods and God
Hebraic and Hellenic Traditions
Metaphorical Literalism
The Humanized God
Notes
Preface
The first three chapters of this book were delivered as lectures at the Emmanuel College alumni reunion on 14, 15, and 16 May 1990 at Emmanuel College. Although various lectures of mine that were addressed specifically to Victoria College are in print (e.g., No Uncertain Sounds1988), this is my first publication devoted specifically to Emmanuel College. I was very pleased that the lectures coincided with Douglas Jay's final year as principal, and consequently can be regarded as in part a tribute to him. I say in part, because I had also hoped to make this small book something of a shorter and more accessible version of the longer books, The Great Code and Words With Power, that I have written on the relations of the Bible to secular culture. Many passages from the longer books are echoed here, in what I hope is a somewhat simpler context. After writing the lectures out in their final form, however, it seemed to me that the total argument implied by them was still incomplete, and I have therefore, after considerable hesitation, added a fourth chapter.
The fact that these lectures were addressed by a member of
The United Church of Canada to a largely United Church audience accounts for
many of the allusions, for some of the directions in the argument, and for much
of the tone. As is utterly obvious, they represent the opinions of one member
of that church only. And even those opinions should not be read as proceeding
from a judgement seat of final conviction, but from a rest stop on a
pilgrimage, however near the pilgrimage may now be to its close.
N.F.
Victoria University
University of Toronto
July 1990
Victoria University
University of Toronto
July 1990
Chapter One - The Double Vision of Language
The
Whirligig of Time, 1925-90
I begin with a date. In 1990 The United Church of Canada, founded in 1925, reached an age often associated with superannuation. Only a minority of its members now recall church union, and there are still fewer who acquired, as I did, their elementary religious training within the pre-union Methodist church. In Methodism, even of the episcopal variety to which my family belonged, there was an emphasis on religious experience as distinct from doctrine and on very early exposure to the story element in the Bible. Such a conditioning may have helped to propel me in the direction of a literary criticism that has kept revolving around the Bible, not as a source of doctrine but as a source of story and vision. It may be of interest to explain what effect I think this has had on my general point of view on the world today, apart from the peculiar features of what I have written.
History moves in a cyclical rhythm which never forms a
complete or closed cycle. A new movement begins, works itself out to
exhaustion, and something of the original state then reappears, though in a
quite new context presenting new conditions. I have lived through at least one
major historical cycle of this kind: its main outlines are familiar to you, but
the inferences I have drawn from it may be less so. When I arrived at Victoria
College as a freshman in September 1929, North America was not only prosperous
but in a nearly hysterical state of self-congratulation. It was widely
predicted that the end of poverty and the levelling out of social inequalities
were practically within reach. In the Soviet Union, on the other hand, the
reports were mainly of misery and despair. The inference for general public
opinion on this side of the Atlantic was clear: capitalism worked and Marxism
didn't.
Next month came the stock market crash, and there was no
more talk of a capitalist Utopia. By the mid-thirties the climate of opinion
had totally reversed, at least in the student circles I was attached to. Then
it was a generally accepted dogma that capitalism had had its day and was
certain to evolve very soon, with or without a revolution, into socialism,
socialism being assumed to be both a more efficient and a morally superior
system. The persistence of this view helped to consolidate my own growing
feeling that myths are the functional units of human society, even when they are
absurd myths. The myth in this case was the ancient George and dragon one:
fascism was the dragon, democracy the maiden to be rescued, and despite the
massacres, the deliberately organized famines, the mass uprooting of peoples,
the grabbing of neighbouring territories, and the concentration camps, Stalin
simply had to fit into the role of the rescuing knight. This was by no means a
unanimous feeling - among Communists themselves there was a bitterly
anti-Stalin Trotskyite group - but it extended over a good part of the left of
centre.
That cycle has completed itself, and once again people in
the West are saying, as they said sixty years ago, that it has been proved that
capitalism works and Marxism does not. With the decline of belief in Marxism,
apart from an intellectual minority in the West that doesn't have to live with
it, the original marxist vision is often annexed by the opposite camp. Going
back to the competitive economy that Marx denounced, we are often told, will
mean a new life for the human race, perhaps even the ultimate goal that Marx
himself promised: an end to exploitation and class struggle. Hope springs
eternal: unfortunately it usually springs prematurely.
The failure of communism, or what has been assumed to be
communism - it was more accurately a form of state capitalism - is apparently a
genuine failure, but it would be silly to return to the 1929 naiveté. Marxist
economies may be trying to survive by making extensive reforms in an
open-market direction, but capitalism only survived the last half-century by
abandoning the more nihilistic aspects of laissez-faire and making equally
extensive reforms in a socialist and welfare-state direction. For all the
see-sawing between nationalizing and privatizing, the permanent effects of the
Roosevelt revolution in the United States, and parallel revolutions in Western
Europe, make it impossible to put any confidence in back-to-square-one clichés.
In capitalism there is both a democratic and an oligarchic
tendency, and the moral superiority of capitalism over communism depends
entirely on the ascendency of the democratic element. Most citizens in North
America, at least from about 1945 on, were only subliminally aware of living
under a capitalist system: what mattered to them was political democracy, not
the economic structure. Similarly news analysts today put their main emphasis
on the growing disillusionment with all forms of ideology in Eastern Europe,
and the emerging feeling that systems do not matter: it is only freedom and
dignity and the elementary amenities of civilization that matter. The view of
Hegel that history was progressing through conflicts of ideas toward an
ultimate goal of freedom was reversed by Marx into a view of history that
identified the conflicting elements with materialistic forces, especially
instruments of production and the class struggle over their ownership. Through
a good deal of the twentieth century, it was generally assumed, even in the
non-marxist world, that Hegel's main contribution to philosophy was in getting
his construct stood on its head by Marx. But now the original Hegelian
conception is being revived, and the revolutions of our day are sometimes seen
as manifestations of an impulse to freedom that may put an end to history as we
have known it.
Freedom alone, however, is far too abstract a goal. As Heine
said, freedom is a prison song: those who care about it are those who have been
deprived of it. History tells us that, ever since Adam's six hours in paradise,
man has never known what to do with freedom except throw it away. Involved in
the Christian conception of original sin is the perception that no human
society is likely to do anything sensible for longer than the time it takes to
break a New Year's resolution. Despite this, I think there is a real truth in
the notion of an impulse to freedom, but it needs to be placed in a broader and
more practical context.
Human beings are concerned beings, and it seems to me that
there are two kinds of concern: primary and secondary. Primary concerns are such
things as food, sex, property, and freedom of movement: concerns that we share
with animals on a physical level. Secondary concerns include our political,
religious, and other ideological loyalties. All through history ideological
concerns have taken precedence over primary ones. We want to live and love, but
we go to war; we want freedom, but depend on the exploiting of other peoples,
of the natural environment, even of ourselves. In the twentieth century, with a
pollution that threatens the supply of air to breathe and water to drink, it is
obvious that we cannot afford the supremacy of ideological concerns any more.
The need to eat, love, own property, and move about freely must come first, and
such needs require peace, good will, and a caring and responsible attitude to
nature. A continuing of ideological conflict, a reckless exploiting of the
environment, a persistence in believing, with Mao Tse-Tung, that power comes
out of the barrel of a gun, would mean, quite simply, that the human race
cannot be long for this world.
The Cold War gave us a Soviet Union upholding an allegedly
materialist ideology, at the price of chronic food shortages, sexual prudery,
abolition of all property except the barest essentials of clothing and shelter,
and a rigidly repressed freedom of movement. The United States offered vast
quantities of food and drink, indiscriminate sexual activity, piling up of
excessive wealth and privilege, and a restless nomadism - in other words, full
satisfaction of primary concerns on a purely physical level. An evolution
toward freedom, however, is conceivable if freedom is a primary concern, if it
belongs in the context of enough to eat and drink, of normal sexual
satisfaction, of enough clothing, shelter, and property.
The immediate concern of freedom is still a physical one: it
is a matter of being able to move about without being challenged by policemen
demanding passports and permits and identity cards, and of not being excluded
from occupations and public places on the ground of sex or skin colour. I
should explain also that when I speak of property I mean the external forms of
what is 'proper' to one's life as an individual, starting with clothing and
shelter. These also include what may be called territorial space. A Hindu
hermit meditating in a forest may need next to nothing of clothing and shelter,
and no possessions at all, but he still needs space around him.
The United States, Japan, and Western Europe have been much
more successful in achieving stage one of primary concern: as compared with the
formerly Marxist countries, they are more attractive and more comfortable to
live in. But the legacy of the Cold War is still with us, and not only does an
adversarial situation impoverish both sides, but both sides catch the worst
features of their opponents. We have seen this in the McCarthyism that imitated
the Stalinist show trials, the McCarran act that imitated Soviet exclusion
policies, and the interventions in Latin America that imitate the Stalinist
attitude to the Warsaw Pact countries. Something at the very least, is still
missing.
Primitive and Mature Societies
When Jesus was tempted by the devil to improve the desert economy by turning stones into bread, he answered, quoting Deuteronomy, that man shall not live by bread alone, but by prophecies as well. That is, primary concerns, for conscious human beings, must have a spiritual as well as a physical dimension. Freedom of movement is not simply the freedom to take a plane to Vancouver; it must include freedom of thought and criticism. Similarly, property should extend to scientific discovery and the production of poetry and music; sex should be a matter of love and companionship and not a frenetic rutting in rubber; food and drink should become a focus of the sharing of goods within a community. I pass over the violence, the drug addiction, and the general collapse of moral standards that accompany overemphasis on the satisfying of physical wants, because one hardly needs to be told that they are the result of a lack of spiritual vision. The obvious question to raise next is, What is the difference between the spiritual aspect of primary concerns and the secondary or ideological concerns just mentioned?
I think the difference is expressed in two types of society,
one primitive and the other mature. A primitive or embryonic society is one in
which the individual is thought of as primarily a function of the social group.
In all such societies a hierarchical structure of authority has to be set up to
ensure that the individual does not get too far out of line. A mature society,
in contrast, understands that its primary aim is to develop a genuine
individuality in its members. In a fully mature society the structure of
authority becomes a function of the individuals within it, all of them, without
distinctions of sex, class, or race, living, loving, thinking, and producing
with a sense of space around them. Throughout history practically all societies
have been primitive ones in our present sense: a greater maturity and a genuine
concern for the individual peeps out occasionally, but is normally smothered as
society collapses back again into its primitive form.
The reason for this is that we all belong to something
before we are anything, and the primitive structure has all the vast power of
human inertia and passive social conditioning on its side. Fifty years ago, the
great appeal of Marxism to intellectuals in the West was that it renewed the
emphasis on primitive social values, providing a social gospel with the right
answers in what purported to be not only a rational but a scientific system.
Many conservatives of that time preferred a similar structure that some Roman
Catholic intellectuals believed they had discovered in Thomist realism; people
who simply hated human intelligence turned fascist. In the United States only a
minority wanted to buy any of these nostrums, but the Americans had their own
primitive mattress to sleep on, the American way of life, with all its
anti-intellectual cosiness.
What I am expounding may be called a bourgeois liberal view,
which throughout my lifetime has never been regarded as an 'advanced' view. But
it may begin to look more central with the repudiation of marxism in Marxist
countries, the growing uneasiness with the anti-intellectualism in American
life, and the steadily decreasing dividends of terrorism in Third World
countries. The ascendant feeling in Eastern Europe now is that a collective
ideology is no longer good enough for human dignity. What triggered the
feeling, we said, was the failure of communism to provide the physical basis of
primary concern: food, possessions, and free movement. Even on the physical
level, primary concerns are still individual: famine is a social problem, but
it is the individual who eats or starves. But the spiritual form of these
concerns is the sign of the real failure.
The spiritual form of primary concern, then, fulfils the
physical need but incorporates it into the context of an individualized
society. The ideological or secondary concern may be the same in theory, but
its subordination of individual to social needs constantly frustrates,
postpones, or circumvents the fulfilment of the primary ones. Where there is no
awareness of such a distinction there are often arguments, in cultural circles
particularly, contrasting socially engaged and activist art, where every book
or film or picture is or should be a political statement, with introverted or
ingrown creativity that concentrates on subjective feelings. The antithesis is
false because it is an antithesis: in a mature culture it would disappear.
I said than an adversarial situation like that of the Cold
War impoverishes both sides. The one adversarial situation that does not do so
is the conflict between the demands of primary human welfare on the one hand,
and a paranoid clinging to arbitrary power on the other. Naturally this
black-and-white situation is often very hard to find in the complexities of
revolutions and power struggles, but it is there, and nothing in any
revolutionary situation is of any importance except preserving it. When we see
it, we can realize that the difference between ideological and spiritual
concern is, among other things, a difference in language. Before I can clarify
this point I must turn to the confrontation of primitive and mature social
impulses in the history of religion.
Religious organizations are much more bound than the better
secular ones to what I have called the primitive form of society, the supremacy
of social authority over the individual. It frequently appears to be
practically an element of faith that the interests and reputation of the church
as a social unit must take precedence over the welfare of the individuals
within it, a faith rationalized by the claim that the two things are always
identical. Church authorities appeal to a revelation from God, or a
corresponding spiritual power beyond the reach of revolutionary uprisings, of which
they are the custodians and definitive interpreters. In many respects the
twentieth-century Cold War repeated the later stages of the situation that
arose with the Reformation in the sixteenth century. Then, a revolutionary
movement, at first directed mainly toward a reform of abuses in the church,
showed signs of expanding and breaking open a tightly closed structure of
authority that claimed exclusive and infallible powers in both spiritual and
temporal orders. What was centrally at issue was reformation itself, the
conception of a church that could be reformed in principle and not merely
through modifying the corruptions that had grown up within it. The Reformers
thought of the church as subject to a higher criterion, namely the Word of God,
and as obligated to carry on a continuous dialogue with the Word while in a
subordinate position to it.
Established authority reacted to this movement as
established authority inevitably does. The Council of Trent gives an impression
of passing one reactionary resolution after another in a spirit of the blindest
panic. Yet the Council of Trent succeeded in its main objective, which was to
persuade Catholics that post-Tridentine Catholicism was not only the legitimate
descendant of the pre-Reformation church, but was in fact identical with it.
The logical inference was the claim of a power of veto over the Bible, a
position set out in Newman's Essay
on the Development of Christian Doctrine, where a historical dialectic
takes supreme command in a way closely parallel to the constructs of Hegel and
Marx.
There was also, of course, the argument that basing the
church on justification by faith alone would lead to the chaos of private
judgement and subjective relativism. What is important here is not the validity
of such an argument but the fact that the main Reformed bodies tended to adopt
it. When it came to establishing the Word of God as an authority, the Reformers
themselves could only become the accredited spokesmen of that authority. And so
the real reformation towards a more mature society of individualized Christians
was betrayed by Protestants as well as opposed by Catholics. A historian might
see the Lutheran and Anabaptist movements as primarily emphasizing different
aspects of reformation, but Luther himself showed the same enthusiasm for
killing off Anabaptists that, in the twentieth century, Communists showed for
killing off Anarchists.
Many of the greatest spirits of Luther's time, such as
Erasmus, looked for a movement toward a far greater spiritual maturity than
either Reformation or Counter-Reformation achieved, and tried to hold to the
standards of a liberalism that would transcend both the Roman Catholic status
quo and its Lutheran and Calvinist antitheses. But for Erasmus, or for
Rabelais, there was no attraction in a more hardened and sectarian version of
what was already there.
So both sides took the broad way to destruction, with the
bloody conflicts of civil wars in France and Germany, along with a war of
Protestants fighting each other in Britain. In the course of centuries the
adversarial situation gradually subsided into a cold war instead of an actual
war, which, however, did not eliminate, any more than its counterparts have
eliminated in our day, endless persecution within individual nations. This cold
war situation lasted roughly until our own time, when Vatican Two and
ecumenical movements in Protestantism have begun to show how out of touch such
antagonisms are with both the conditions of contemporary life and the spirit of
Christianity. Religious parallels to the current political demands for greater
individual autonomy sprang up in the more liberal Protestant circles in the
nineteenth century and are now breaking into Catholicism on all sides, though
still officially inadmissible to the upper hierarchy.
In the course of time the movement begun by the Reformation
did achieve one major victory: the gradual spread throughout the Western world
of the principle of separation of church and state. Something of the genuine
secular benefits of democracy have rubbed off on the religious groups, to the
immense benefit of humanity, and depriving religion of all secular or temporal
power is one of the most genuinely emancipating movements of our time. It seems
to be a general rule that the more 'orthodox' or 'fundamentalist' a religious
attitude is, the more strongly it resents this separation and the more
consistently it lobbies for legislation giving its formulas secular authority.
Today, in Israel and in much of the Moslem and Hindu world, as well as in
Northern Ireland and South Africa, we can clearly see that these religious
attitudes are the worst possible basis for a secular society.
This principle applies equally to the dogmatic atheism and
the anti-religious campaigns that Lenin assumed to be essential to the Marxist
revolution. I was in Kiev during the celebration of the thousandth anniversary
of the introduction of Christianity to Ukraine, and it was clear that seventy
years of anti-religious propaganda had been as total and ignominious a failure
there as anything in the economic or political sphere. In short, any religion,
including atheism, which remains on the socially and psychologically primitive
level, in the sense I have given to the word primitive, can do little more than
illustrate Swift's gloomy axiom that men have only enough religion to hate each
other but not enough for even a modicum of tolerance, let alone anything
resembling charity.
Michael explains to Adam, in the last book of Milton's Paradise Lost that tyranny exists in human society
because every individual in such a society is a tyrant within himself, or at
least is if he conforms acceptably to his social surroundings. The
well-adjusted individual in a primitive society is composed of what Paul calls
the soma psychikon, or
what the King James Bible translates as the 'natural man' (I Corinthians 2:14). He has, or thinks he
has, a soul, or mind, or consciousness, sitting on top of certain impulses and
desires that are traditionally called 'bodily.' 'Body' is a very muddled
metaphor in this context: we should be more inclined today to speak of
repressed elements in the psyche. In any case the natural man sets up a
hierarchy within himself and uses his waking consciousness to direct and
control his operations. We call him the natural man partly because he is,
first, a product of nature, and inherits along with his genetic code the total
devotion to his own interests that one writer has called 'the selfish gene.'
Second, he is a product of his social and ideological
conditioning. He cannot distinguish what he believes from what he believes he
believes, because his faith is simply an adherence to the statements of belief
provided for him by social authority, whether spiritual or temporal. As with
all hierarchies, the lower parts are less well adjusted than the upper ones,
and 'underneath' in the restless and squirming body, or whatever else we call
it, is a rabble of doubts telling him that his intellectual set-up is largely
fraudulent. He may shout down his doubts and trample them underfoot as
temptations coming from a lower world, but he is still what Hegel calls an
unhappy consciousness.
For reassurance, he looks around him at the society which
reflects his hierarchy in a larger order. A society composed of natural men is
also a hierarchy in which there are superiors and inferiors, and if such a
society has any stability, one draws a sense of security from one's social
position, even if it is 'inferior.' Disoriented inferiors, of course, are the
social counterpart of doubts, and also have to be trampled underfoot. It is
easy to see why the two most influential thinkers of the twentieth century are
Marx and Freud: they are those who called attention, in the social and
individual spheres respectively, to the exploitation in society, to the latent
hysteria in the individual, and to the alienation produced by both.
Inside one's natural and social origin, however, is the
embryo of a genuine individual struggling to be born. But this unborn
individual is so different from the natural man that Paul has to call it by a
different name. The New Testament sees the genuine human being as emerging from
an embryonic state within nature and society into the fully human world of the
individual, which is symbolized as a rebirth or second birth, in the phrase
that Jesus used to Nicodemus. Naturally this rebirth cannot mean any separation
from one's natural and social context, except insofar as a greater maturity
includes some knowledge of the conditioning that was formerly accepted
uncritically. The genuine human being thus born is the soma pneumatikon, the spiritual
body (I Corinthians 15:44).
This phrase means that spiritual man is a body: the natural man or soma psychikon merely has one. The resurrection of
the spiritual body is the completion of the kind of life the New Testament is
talking about, and to the extent that any society contains spiritual people, to
that extent it is a mature rather than a primitive society.
The Crisis in Language
What concerns me in this situation is a linguistic fallacy,
the fallacy that relates to the phrase 'literally true.' Ordinarily, we mean by
'literally true' what is descriptively accurate. We read many books for the
purpose of acquiring information about the world outside the books we are
reading, and we call what we read 'true' if it seems to be a satisfactory
verbal replica of the information we seek. This conception of literal meaning
as descriptive works only on the basis of sense experience and the logic that
connects its data. That is, it works in scientific and historical writing. But
it took a long time before such descriptive meaning could be fully mature and
developed, because it depends on technological aids. We cannot describe
phenomena accurately in science before we have the apparatus to do so; there
cannot be a progressive historical knowledge until we have a genuine
historiography, with access to documents and, for the earlier periods at least,
some help from archaeology. Literalism of this kind in the area of the
spiritual instantly becomes what Paul calls the letter that kills. It sets up
an imitation of descriptive language, a pseudo-objectivity related to something
that isn't there.
In the early Christian centuries it was widely assumed that
the basis of Christian faith was the descriptive accuracy of the historical
events recorded in the New Testament and the infallibility of the logical
arguments that interconnected them. This pseudo-literalism was presented as
certain without the evidence of sense experience, and belief became a
self-hypnotizing process designed to eke out the insufficiency of evidence. The
rational arguments used were assumed to have a compulsive power: if we accept
this, then that must follow, and so on. A compelling dialectic based on the
excluding of opposites is a militant use of words; but where there is no
genuine basis in sense experience, it is only verbally rational: it is really
rhetoric, seeking not proof but conviction and conversion. It is seldom,
however, that anyone is convinced by an argument unless there are psychological
sympathies within that open the gates to it. So when words failed, as they
usually did, recourse was had to anathematizing those who held divergent views,
and from there it was an easy step to the psychosis of heresy-hunting, of
regarding all deviation from approved doctrine as a malignant disease that had
to be ruthlessly stamped out.
I am, of course, isolating only one element in Christianity,
but cruelty, terror, intolerance, and hatred within any religion always mean
that God has been replaced by the devil, and such things are always accompanied
by a false kind of literalism. At present some other religions, notably Islam,
are even less reassuring than our own. As Marxist and American imperialisms
decline, the Moslem world is emerging as the chief threat to world peace, and
the spark-plug of its intransigence, so to speak, is its fundamentalism or
false literalism of belief. The same principle of daemonic perversion applies
here: when Khomeini gave the order to have Salman Rushdie murdered, he was
turning the whole of the Koran into Satanic verses. In our own culture,
Margaret Atwood's The
Handmaid's Tale depicts a
future New England in which a reactionary religious movement has brought back
the hysteria, bigotry, and sexual sadism of seventeenth-century Puritanism.
Such a development may seem unlikely just now, but the potential is all there.
For the last fifty years I have been studying literature,
where the organizing principles are myth, that is, story or narrative, and
metaphor, that is, figured language. Here we are in a completely liberal world,
the world of the free movement of the spirit. If we read a story there is no
pressure to believe in it or act upon it; if we encounter metaphors in poetry,
we need not worry about their factual absurdity. Literature incorporates our
ideological concerns, but it devotes itself mainly to the primary ones, in both
physical and spiritual forms: its fictions show human beings in the primary throes
of surviving, loving, prospering, and fighting with the frustrations that block
these things. It is at once a world of relaxation, where even the most terrible
tragedies are still called plays, and a world of far greater intensity than
ordinary life affords. In short it does everything that can be done for people
except transform them. It creates a world that the spirit can live in, but it
does not make us spiritual beings.
It would be absurd to see the New Testament as only a work
of literature: it is all the more important, therefore, to realize that it is
written in the language of literature, the language of myth and metaphor. The
Gospels give us the life of Jesus in the form of myth: what they say is, 'This
is what happens when the Messiah comes to the world.' One thing that happens
when the Messiah comes to the world is that he is despised and rejected, and
searching in the nooks and crannies of the gospel text for a credibly
historical Jesus is merely one more excuse for despising and rejecting him.
Myth is neither historical nor anti-historical: it is counter-historical. Jesus
is not presented as a historical figure, but as a figure who drops into history
from another dimension of reality, and thereby shows what the limitations of
the historical perspective are.
The gospel confronts us with all kinds of
marvels and mysteries, so that one's initial reaction may well be that what we
are reading is fantastic and incredible. Biblical scholars have a distinction
here ready to hand, the distinction between world history and sacred history, Weltgeschichte andHeilsgeschichte.
Unfortunately, there is as yet almost no understanding of what sacred history
is, so the usual procedure is to try to squeeze everything possible into
ordinary history, with the bulges of the incredible that still stick out being
smoothed away by a process called demythologizing. However the Gospels are all
myth and all bulge, and the operation does not work.
As the New Testament begins with the myth
of the Messiah, so it ends, in the book of Revelation, with the metaphor of the
Messiah, the vision of all things in their infinite variety united in the body of Christ. And just as
myth is not anti-historical but counter-historical, so the metaphor, the
statement of implication that two things are identical though different, is
neither logical nor illogical. It presents the continuous paradox of
experience, in which whatever one meets both is and is not oneself. 'I am a
part of all that I have met,' says Tennyson's Ulysses; 'I am what is around
me,' says Wallace Stevens. Metaphors are paradoxical, and again we suspect that
perhaps only in paradox are words doing the best they can for us. The genuine
Christianity that has survived its appalling historical record was founded on
charity, and charity is invariably linked to an imaginative conception of
language, whether consciously or unconsciously. Paul makes it clear that the
language of charity is spiritual language, and that spiritual language is
metaphorical, founded on the metaphorical paradox that we live in Christ and
that Christ lives in us.
I am not trying to deny or belittle the validity of a
credal, even a dogmatic approach to Christianity: I am saying that the literal
basis of faith in Christianity is a mythical and metaphorical basis, not one
founded on historical facts of logical propositions. Once we accept an
imaginative literalism, everything else falls into place: without that, creeds
and dogmas quickly turn malignant. The literary language of the New Testament
is not intended, like literature itself, simply to suspend judgement, but to
convey a vision of spiritual life that continues to transform and expand our
own. That is, its myths become, as purely literary myths cannot, myths to live
by; its metaphors become, as purely literary metaphors cannot, metaphors to
live in. This transforming power is sometimes called kerygma or proclamation.
Kerygma in this sense is again a rhetoric, but a rhetoric coming the other way
and coming from the other side of mythical and metaphorical language.
In the Book of Job we have the rhetorical speech of Elihu,
defending and justifying the ways of God; then we have the proclamation of God
himself, couched in very similar language, but reversed in direction. The
proclamation of the gospel is closely associated with the myths that we call
parables, because teaching by myth and metaphor is the only way of educating a
free person in spiritual concerns. If we try to eliminate the literal basis of
kerygma in myth and metaphor, everything goes wrong again, and we are back
where we started, in the rhetoric of an all-too-human effort to demonstrate the
essence of revelation. The reason for basing kerygma on mythical and
metaphorical language is that such a language is the only one with the power to
detach us from the world of facts and demonstrations and reasonings, which are
excellent things as tools, but are merely idols as objects of trust and
reverence.
Demonic literalism seeks conquest by paralyzing argument;
imaginative literalism seeks what might be called interpenetration, the free
flowing of spiritual life into and out of one another that communicates but
never violates. As Coleridge said (unless Schelling said it first), 'The
medium by which spirits understand each other is not the surrounding air, but
the freedom which they possess in common.' As the
myths and metaphors of Scripture gradually become, for us, myths and metaphors
that we can live by and in, that not only work for us but constantly expand our
horizons, we may enter the world of proclamation and pass on to others what we
have found to be true for ourselves. When we encounter a quite different vision
in, say, a Buddhist, a Jew, a Confucian, an atheist, or whatever, there can
still be what is called dialogue, and mutual understanding, based on a sense
that there is plenty of room in the mind of God for us both. All faith is
founded on good faith, and where there is good faith on both sides there is
also the presence of God.
The same thing is true of variations of belief among Christians.
Some prominent cleric may announce, after much heart-searching and
self-harrowing, that he can no longer 'believe in' the Virgin Birth. What he
thinks he is saying is that he can no longer honestly accept the historicity of
the nativity stories in Matthew and Luke. But those stories do not belong to
ordinary history at all: they form part of Heilgeschichte,
a mythical narrative containing many features that cannot be assimilated to the
historian's history. What he is really saying is that some elements of the
gospel myth have less transforming power for him than others. His version of
Christianity could never have built a cathedral to Notre Dame de Chartres or
written the hymn to the Virgin at the end of Dante's Paradiso, but his version is
his, and that is his business only. However, if he had been a better educated
cleric he would not have raised the point in the wrong context and created
false issues.
The Epistle to the Hebrews says that faith is the hypostasis of the hoped-for and the elenchos or proof of the unseen. That is, faith
is the reality of hope and of illusion. In this sense faith starts with a
vision of reality that is something other than history or logic, which accepts
the world as it is, and on the basis of that vision it can begin to remake the
world. A nineteenth-century disciple of Kant, Hans Vaihinger, founded a
philosophy on the phrase 'as if,' and the literal basis of faith from which we
should start, the imaginative and poetic basis, is a fiction we enter into 'as
if' it were true. There is no certainty in faith to begin with: we are free to
deny the reality of the spiritual challenge of the New Testament, and if we
accept it we accept it tentatively, taking a risk. The certainty comes later,
and very gradually, with the growing sense in our own experience that the
vision really does have the power that it claims to have.
I use the word 'risk' advisedly: I am not minimizing the
difficulties and dangers of an imaginative literalism. All through history
there has run a distrust and contempt for imaginative language, and the words
for story or literary narrative - myth, fable, and fiction - have all acquired
a secondary sense of falsehood or something made up out of nothing. Overcoming
this perversion of language takes time and thought, and besides, there are as
many evil myths and vicious metaphors as there are evil doctrines and vicious
arguments. But the author of Hebrews goes on to talk, in the examples he gives
after his definition of faith, about the risks taken by vision, and he suggests
that such risks are guided by more effective powers than merely subjective
ones. Besides, we are not alone: we live not only in God's world but in a
community with a tradition behind it. Preserving the inner vitality of that
community and that tradition is what the churches are for.
I have been trying to suggest a basis for the openness of
belief that is characteristic of the United Church. Many of you will still
recall an article in a Canadian journal that emphasized this openness, and drew
the conclusion that the United Church was now an 'agnostic' church. I think the
writer was trying to be fair-minded, but his conclusion was nonsense: the
United Church is agnostic only in the sense that it does not pretend to know
what nobody 'knows' anyway. The article quoted a church member as asking, If a
passage in Scripture fails to transform me, is it still true? The question was
a central one, but it reminded me of a story told me by a late colleague who
many years ago was lecturing on Milton's view of the Trinity. He explained the
difference between Athanasian and Arian positions, and how Milton, failing to
find enough scriptural evidence for the Athanasian position, adopted a
qualified or semi-Arian one. He was interrupted by a student who said impatiently,
'But I want to know the truth about the Trinity.' One may sympathize with the
student, but trying to satisfy him is futile. What 'the' truth is, is not
available to human beings in spiritual matters: the goal of our spiritual life
is God, who is a spiritual Other, not a spiritual object, much less a
conceptual object. That is why the Gospels keep reminding us how many listen
and how few hear: truths of the gospel kind cannot be demonstrated except
through personal example. As the seventeenth-century Quaker Isaac Penington
said, every truth is substantial in its own place, but all truths are shadows
except the last. The language that lifts us clear of the merely plausible and
the merely credible is the language of the spirit; the language of the spirit
is, Paul tells us, the language of love, and the language of love is the only
language that we can be sure is spoken and understood by God.
Chapter Two - The Double Vision of Nature
Natural and Human Societies
I have taken my title 'The Double Vision' from a phrase in a
poem of Blake incorporated in a letter to Thomas Butts (22 November 1802):
For double the vision my eyes do see,
And a double vision is always with me:
With my inward eye 'tis an old man grey;
With my outward a thistle across my way.
And a double vision is always with me:
With my inward eye 'tis an old man grey;
With my outward a thistle across my way.
The surface meaning of this appears to be that Blake is
adding a subjective hallucination to the sense perception of an object, and
that adding this hallucination is what makes him the visionary poet and painter
that he is. If this is what Blake is saying, he is talking nonsense, and Blake
very seldom talks nonsense. The general idea, however, seems to be that simple
sense perception is not enough. We may be reminded of a well known bit of
doggerel from Wordsworth:
A primrose by a river's brim
A yellow primrose was to him,
And it was nothing more.
A yellow primrose was to him,
And it was nothing more.
Well,
what more should it be? If I were a primrose by a river's brim, I should feel
insulted.
Clearly a good deal depends on what is meant by 'more.' If
it means something in addition to the perception of the primrose, we seem to be
headed for some kind of deliberate program of disorganizing sense experience of
a type later proposed by Rimbaud, who said that the poet wishing to be a
visionary must go through a long and systematic unsettling (dérèglement)
of sense experience. But there seems to be something unreliable about this
program, if it had anything to do with the fact that one of the greatest of
French poets stopped writing when he was barely out of his teens. If, on the
other hand, Wordsworth is simply speaking of seeing the primrose itself with a
greater intensity, that may be part of a 'more' stable and continuous process.
We have to give the context of what Blake says at this
point, as we shall be referring to it later. He has acquired, he tells us, a
double-double or fourfold vision, although it is still essentially twofold, in
contrast to what he prays to be delivered from:
'Tis fourfold in my supreme delight,
And threefold in soft Beulah's night,
And twofold always. May God us keep
From single vision and Newton's sleep!
However paradoxical his language, Blake is not recommending
that one should try to awaken from the sleep of single vision by seeing two
objects instead of one, especially when one of the two is not there. I think he
means rather that the conscious subject is not really perceiving until it
recognizes itself as part of what it perceives. The whole world is humanized
when such a perception takes place. There must be something human about the
object, alien as it may at first seem, which the perceiver is relating to. The
'old man grey' is clearly an aspect of Blake himself, and stands for the fact
that whatever we perceive is a part of us and forms an identity with us.
First, there is the world of the thistle, the world of
nature presented directly to us. This is obviously the world within which our
physical bodies have evolved, but from which consciousness feels oddly
separated. Nature got along for untold ages without us: it could get along very
well without us now and may again get along without us in the future. The
systematic study of nature, which is the main business of science, reflects
this sense of separation. It is impersonal, avoids value judgements and commitments
to emotion or imagination, and confines itself to explanations that are largely
in terms of mechanism. This is the view that Blake associates with the outlook
of Isaak Newton, and although Newton was a religious man who saw many religious
implications in his own science, there is a sense in which Blake was right.
There is no God in the scientific vision as such: if we bring God into science,
we turn him into a mechanical engineer, like the demiurge of Plato's Timaeus or the designing watchmaker God of the
various Christian and deistic attempts at natural theology.
True, science has abandoned narrowly mechanistic explanations in one field
after another since Blake spoke of Newton's sleep. It is sixty years since Sir
James Jeans, in The Mysterious
Universe, gave God a degree in mathematics rather than mechanical
engineering, mathematics being a field that admits of paradox, even of
irrationalities. It is an equally long time since Whitehead criticized the
conception of 'simple location' that underlies Blake's polemic against single
vision. But scientific explanations are still mainly non-teleological,
confining themselves to the how of things, though there are signs that
science may be coming to the end of this self-denying ordinance.
The first aspect of the double vision that we have to become
aware of is the distinction between the natural and the human environment.
There is the natural environment which is simply there, and is, in mythological
language, our mother. And there is the human environment, the world we are
trying to build out of the natural one. We think of the two worlds as equally
real, though we spend practically our whole time in the human one. We wake up
in the morning in our bedrooms, and feel that we have abolished an unreal
world, the world of the dream, and are now in the world of waking reality. But
everything surrounding us in that bedroom is a human artefact.
If science is more impersonal than literature or religion,
that is the result of certain conventions imposed on science by its specific
subject-matter. It studies the natural environment, but as part of the human
constructed world. It discovers counterparts of the human sense of order and
predictability in nature, and the scientist as human being would not differ
psychologically from the artist in the way he approaches his work. The axiom of
the eighteenth-century Italian philosopher Giambattista Vico was verum factum: we understand
nothing except what we have made. Again, it is only the human environment that
can be personal, and if God belongs in this distinction at all, he must, being
a person, be sought for in the human world.
As the natural ancestry of humans is not in dispute, it was
inevitable that at some point the question should be raised of how far a
'natural society' is possible, and whether man could simply live in a state of
harmony with nature, instead of withdrawing his consciousness from nature and
devoting his energies to a separable order of existence. Such speculations
arose mainly in the eighteenth century, in the age of Rousseau. They have not
stood up very well to what anthropology has since gleaned from the study of
primitive societies. There seems to be no human society that does not live
within an envelope of law, ritual, custom, and myth that seals it off from
nature, however closely its feeding and mating and hunting habits may
approximate those of animals.
When our remote ancestors were tree opossums or whatever,
avoiding the carnivorous dinosaurs, they were animals totally preoccupied, as
other animals still are for the most part, with the primary concerns of food,
sex, territory, and free movement on a purely physical level. With the dawn of
consciousness humanity feels separated from nature and looks at it as something
objective to itself. This is the starting point of Blake's single vision, where
we no longer feel part of nature but are helplessly staring at it.
Thomas Pynchon's remarkable novel Gravity's Rainbow is a book that seems to me to have
grasped a central principle of this situation. The human being, this novel
tells us, is instinctively paranoid: We are first of all expressly convinced
that the world was made for us and designed in detail for our benefit and
appreciation. As soon as we are afflicted by doubts about this, we plunge into
the other aspect of paranoia, feel that our environment is absurd and
alienating, and that we are uniquely accursed in being aware, unlike any other
organism in nature, of our own approaching mortality. Pynchon makes it clear
that this paranoia can be and is transformed into creative energy and becomes
the starting point of everything that humanity has done in the arts and
sciences. But before it is thus transformed, it is the state that the Bible
condemns as idolatry, in which we project numinous beings or forces into nature
and scan nature anxiously for signs of its benevolence or wrath directed toward
us.
The Bible is emphatic
that nothing numinous exists in nature, that there may be devils there but no
gods, and that nature is to be thought of as a fellow-creature of man. However,
the paranoid attitude to nature that Pynchon describes survives in the
manic-depressive psychosis of the twentieth century. In the manic phase, we are
told that the age of Aquarius is coming, and that soon the world will be turned
back to the state of innocence. In the depressive phase, news analysts explain
that pollution has come to a point at which any sensible nature would simply
wipe us out and start experimenting with a new species. In interviews I am
almost invariably asked at some point whether I feel optimistic or pessimistic
about some contemporary situation. The answer is that these imbecile words are
euphemisms for manic-depressive highs and lows, and that anyone who struggles
for sanity avoids both.
We do emerge, however, to some degree, from the illusions of
staring at nature into building a human world of culture and civilization, and
from that perspective we can see the natural environment as the 'material'
world in the sense of providing the materials for our unique form of existence.
Practically all of our made world represents a huge waste of effort: it
includes the world of war, of cutthroat competition, of stagnating
bureaucracies, of the lying and hypocrisy of what is called public relations.
Above all, it has not achieved any genuine rapprochement with nature itself,
but simply regards nature as an area of exploitation. Where God may belong in
this duality we have yet to try to see, but as he is not hidden in nature, he
can only be connected with that tiny percentage of human activity that has not
been hopelessly botched.
The reason for this is that we have been separated from
nature but are still regarding it as a mirror of ourselves, from within the
prison of Narcissus. In the state of nature there may well be a good deal of
what the anarchist Kropotkin called, on the basis of the studies that he made
of the subject, 'mutual aid.' But what are more obvious and picturesque in
nature are the patterns of tyranny and anarchy that are constantly appealed to
by rationalizers of bad social systems. The communities formed by animals are
full of hierarchies and pecking orders, of females forcibly seized by stronger
males, of fights over territorial disputes, and the like, even if they fall
short of the total obliterating of the individual that we see in communities of
social insects. There are patterns of laissez-faire anarchy, too, in the
hunting of predators like the great jungle cats: calling the lion the 'king of
beasts' helps to reassure us that a society in which the predators are the
aristocracy is the right one for us as well.
But humanity's primary duty is not to be natural but to be
human. The reason why idolatry is dangerous is that it suggests the
attractiveness and the ease with which we may collapse into the preconscious
state from which we have been trying to emerge. As long as idolatry persists,
and humanity is seeing in nature a mirror of itself, it forms primitive
societies (in the sense used earlier) as an imitation of nature. Nearly all human
history shows one society after another sinking back into the order of nature
as thus conceived, setting up regimes of tyranny and anarchy in which mere
survival is all that is left of human life for the great majority. Human beings
get along as best they can in such a world, but the human spirit knows that it
is living in hell.
While humanity is continually sliding back into a state of
nature to which it is totally unadapted, there is still a steady process of
work that transforms the natural environment into a human one. In the Bible the
images of this transformation, the flocks and herds of the animal world, the
harvests and vintages, farms and gardens of the vegetable world, the buildings
and highways made from the inorganic world, symbolize the fulfilling of what I
call human primary concerns. This process is a social and communal enterprise,
and if tyranny and exploitation are relaxed for a moment, the genuinely social
virtues of cooperation and neighbourliness soon emerge. But the energy of social
work, though certainly intelligent and conscious, tends also to be uncritical
and instinctive.
Criticism and Civilization
In the nineteenth-century work that transformed Ontario from
a forested environment into an agricultural one, there were many largely
unexamined assumptions: the immense destruction of trees and slaughter of
forest animals were necessary to 'clear' the land, and nothing else needed to
be said about it. In the twentieth century a largely farming and small-town
population was transformed into an urban one, a process again largely
uncritical. But eventually certain crises, especially pollution and such
questions as what to do with our garbage and sewage, force us into a criticism
of what such work is doing. Here we have moved into a higher power of
consciousness and a new dimension of concern.
In the construction of the human world we recognize two
elements. One is the element of work, which is energy expended for a further
end in view. The other is play, or energy expended for its own sake. In the
animal world play seems to be important mainly to young animals, and to have
the function there of a kind of rehearsal for more mature activities. In the
human world play is more complex: it opens up a world of freedom and leisure
out of which the typically human form of consciousness comes, and it produces
the creative arts. In communities preoccupied with physical labour, the members
of such communities are usually regarded as either manual workers or slackers,
and the creative arts are often thought of as socially expendable, or even
irresponsible. But just as the play of puppies indicates something of what they
will be as grown dogs, so the creative arts set up models of what I have been
calling primary concerns. Fiction and drama in literature, I have said, depict
people making love, gaining property, wandering off on adventures, struggling
to survive. Some aspects of literature, such as the comic and the romantic,
lean in the direction of wish-fulfillment; the tragic and the ironic emphasize
frustration and maladjustment. This latter especially means that in the verbal
arts at least a creative and a critical element are inseparable. In fact
Matthew Arnold even spoke of poetry as a criticism of life.
Every human society is mired in all the miseries of original
sin, but we never fail to find something in its culture that is attractive, and
not only attractive but communicable, speaking directly to us across the widest
abysses of time or space or language. With simpler societies we find most of
this sense of a kindred human spirit in what are called useful arts: pottery,
textiles, basketwork and the like, which are preserved in museums for their
potential contact. It used to be that the fine arts were ranked above the
useful arts, which are obviously closer to the world of work, on the analogy of
the old social ranking of a leisure class above a working class, but this
tiresome nonsense is now abandoned. We no longer think of leisure and work as
associated with different classes, but as alternating activities within all
classes, so far as we still have classes. What is relevant is that the useful
arts may be well designed or badly designed, and may include or exclude
ornament. Design and ornament both imply some transcendence of the world of work.
The connection with work, however, makes it clear that
creative and critical energies come from human society as a whole. They give
the individual a far greater importance in the work of society, but they cannot
be simply 'subjective' if by subjective we mean something confined to the
individual psyche. Psychology has much to say about the creative process, and
psychology, though it is increasingly concerned with group therapies, still
takes the individual as its main base of operations. Freud was the first to
link the dream within the individual, which expresses the primary concerns of
the individual, with the myths that are the main verbal culture of primitive
societies and go on to form the shaping narratives of literature. But
literature, even in its most mythological phases, communicates, and the dreamer
cannot, without special training, understand his own dreams. Jung went a step
further in identifying a collective unconscious, where we find images
representing rudimentary designs of the human cosmos. But the collective
unconscious is by definition still unconscious. The arts, said Plato, are
dreams for awakened minds: only a collective consciousness can perform their
communicating tasks.
I spoke of the sense of individual integrity as the sign of
a mature society, but the isolated individual, even when equipped with a
conscience and a private judgement, is essentially a sleeping animal: he can
pursue his primary concerns on a physical level, but his creative and critical
powers cannot extend beyond dreams. Luther did not say at Worms, 'Here I stand,
because my conscience and private judgement tell me to.' He said, 'Here I
stand, until I can be convinced otherwise by arguments drawn from the Word of
God.' His individuality was rooted in his social and religious conditioning,
growing out of them as a tree grows out of its roots; but it was not a simple
expression of conditioning, or we should never have heard of him again.
The creative impulse, however central to all that is best in
human life, has still much in it of what a more old-fashioned way of speaking
calls 'instinctive.' It certainly employs intellectual and rational powers, but
often circumvents them, working by an intuitive skill or flair that avoids
explicit formulation. For many creative people consciousness would only be a
self-consciousness that would block and frustrate them. Let us turn to the
critical faculty. The Book of Genesis tells us that God made the world in
six days and rested on the seventh, devoting six days to work and one day to
the contemplation of what he had done. It adds that as this forms part of God's
activity, it is a model for man to imitate. Man's consciousness of being in
nature though not wholly of it is potentially a sabbatical vision, and one
which includes a more leisurely and detached vision of what he is doing and why
he has done it. This kind of leisurely freedom of consciousness is part of what
is expressed by the word 'liberal' as applied to education.
New categories of consciousness, such as those expressed in
such words as beauty or ugliness begin to arise here. To paraphrase
Matthew Arnold again, many things are not seen in their full reality until they
are seen, not necessarily as beautiful, but as existing within the context of
beauty. Arnold was followed by Ruskin and Morris, who insisted that the reality
of Victorian civilization was bound up with the sense of how much ugliness was
included in it. For us too, no one who drives through the Ontario countryside
can miss the reality of beauty in the woods and crop lands and running streams,
or the reality of ugliness in the outskirts of towns and cities. It follows
from all we have said about the priority of social to individual consciousness
that such helplessly subjective formulas as 'beauty is in the eye of the
beholder' will not do, however flexible such judgements may be. If there is not
a consensus of some kind, we are not working with very useful conceptions.
The word beauty went out of fashion for a long time
because it was subject to heavy ideological pressures of the wrong kind.
Whether applied to Mozart's music or Monet's painting, to a nubile young woman
in a bikini, or to the trees, flowers, butterflies, and sunsets that we see in
nature, it tended to be associated with a sense of what was comfortable or
reassuring. Entering the young woman with the bikini in a 'beauty' contest
seems to imply that only young, healthy, and, very often, white, bodies can be
beautiful. We may come to understand that our sense of the reality of beauty
grows in proportion as we abandon this exclusive rubbish and discover beauty in
more and more varieties of experience. But something of the static and established
convention clings to the word. William Morris urged us to have nothing in our
homes that we do not either know to be useful or believe to be beautiful. The
shift in the verb is significant: as we saw earlier, belief, like beauty, often
seeks the goal of reassurance rather than discovery.
I think we can use our conception of primary concern to come
to a more satisfactory criterion of beauty and ugliness. These concerns, food,
sex, property, and mobility, obviously have to be central in all the work we do
to build a human environment out of the natural one. When the work-energy
relaxes to the point at which leisure, contemplation, and critical evaluation
begin to supplement it, we start thinking in terms of what in the environment
is genuinely human and what is, as we say, 'dehumanizing.' What we accept as
beautiful or attractive or in accord with the way we want things to be has some
connection, however indirect, with the satisfying of these concerns, and what
we call ugly or dehumanized - air choked with pollution, land turned into waste
land by speculators, infernos created by technological idiocies from Chernobyl
to Exxon Valdez - with the frustration of them. For a long time the established
powers in society looked at their civilization and said, 'Probably much of it
is very ugly, but that doesn't matter as long as we make profits out of it, and
certainly nothing is going to be done about it.' When it becomes clear that
ugly is beginning to mean dangerous as well, however, the point of view may
slowly change.
The greatest of all philosophers who took criticism as his
base of operations, Kant, examined three aspects of the critical faculty. First
was pure reason, which contemplates the objective world within the framework of
its own categories, and hence sees the objective counterpart of itself, the
world as it may really be eluding the categories. Second was practical reason,
where a conscious being is assumed to be a concious will, and which penetrates
further into the kind of reality we call existential, even into experience
relating to God. Third was the aesthetic faculty dealing with the environment
within the categories of beauty, a critical operation involving, for Kant,
questions of the kind we have just called teleological, relating to purpose and
ultimate design.
For Kant, however, the formula of beauty in the natural
world at least was 'purposiveness without purpose.' The crystallizing of
snowflakes is beautiful because it suggests design and intention and yet eludes
these things. To suggest that the design of a snowflake has been produced by a
designer, whether Nature or God, suggests also that somebody or something has
worked to produce it: such a suggestion limits its beauty by cutting off the
sense of a spontaneous bursting into symmetry. 'Fire delights in its form,'
says Blake, and Wallace Stevens adds that we trust the world only when we have
no sense of a concealed creator.
The argument of Kant's Critique
of Judgement thus turns on
the close connection between aesthetic and suspended teleological judgements.
This is connected with the fact mentioned earlier, that scientific explanations
tend to the mechanistic and avoid the teleological. Science is concerned with
the parts of a whole: teleological explanations reason from the whole to the
parts, and science cannot adopt this perspective unless the scientist is
prepared to say that he understands the mind of God or the hidden designs of
nature. What teleology we do have is surrounded by a very limited human
perspective. Isaiah may imagine a state in which the lion lies down with the
lamb, but we live in a state in which the lion could not exist without eating
lambs, or something dietetically equivalent. If the lion had a teleology, he
would say that lambs exist for the purpose of being eaten by lions; if the lamb
had one, its view would be that lambs exist for the sake of being lambs, and
that lions are an unwarranted and evil intrusion into their world. So
naturally, when we come to the human view, we tend to assume that nature was
created for man to exploit, man being the predator set in authority over all
other predators.
It is clear that within the last two or three decades we
have come to something of a crisis in our view of the relation both of human
beings to one another and of the relation of the human to the natural
environment. The questions of teleology, of the purposes and final causes of
our existence, cannot be ignored much longer, even if we cannot as yet consider
such questions outside the human perspective. All around us we hear demands for
a society where the concerns of everybody should be recognized, where there is
enough peace and freedom to enable human beings to live with full human dignity
and self-respect. The Gospels suggest that the ultimate reason for wanting to live
in such a world is that only in it can there be any real love. In the civilized
state of humanity we love those who are close to us: for those farther away we
feel the tolerance and good will which express love at a distance. In the pure
state of nature we feel only possessive about those close to us, and hostile
and mistrustful of those further away. The latter do all sorts of vaguely
irritating things, like speaking different languages, eating different foods,
and holding different beliefs.
However, the immense increase in the speed of communication
today has also increased our sense of involvement with people at a distance,
and even people who are totally alien to ourselves in their mental processes.
It is difficult not to feel some involvement even with the fantasies of a
psychotic murdering women who want to be engineers. One hopes that underlying
the drive toward peace and freedom in our time is an impulse toward love
growing out of a new immediacy of contact. The word love may still sound
somewhat hazy and sentimental, but it does express some sort of crisis: 'We
must love one another or die,' as W. H. Auden says.
Such love readily extends from the human to the natural
world, and the feeling that nature should be cherished and fostered rather than
simply exploited is one of the few welcome developments of the last generation
or so. Here, again, love at a distance expresses itself as tolerance: if we
can't exactly love sharks or piranhas we can still be curious about them, study
their habits and leave them alone to fulfil their function in maintaining the
balance of nature. The balance of nature, as these examples show, is amoral but
not immoral: standards of morality are relevant only to the human world. What
is immoral is humanity's inept interference with the balance of nature that has
encouraged pathological developments like Dutch elm blight or the presence of
lampreys and zebra mussels in the Great Lakes.
The Redemption of Nature
To recapitulate, with the coming of consciousness humanity
is sufficiently detached from nature to see it as an objective order. Apart
from the efforts at survival, we are impressed with nature's size and strength
and our own littleness and insignificance. This is the stage in which we find
the numinous in nature, the stage that the Bible calls idolatry and that Blake
regards as continuing in the mechanistic scientific outlook that he symbolizes
by the name of Newton. In the next stage we realize that human values are to be
found only in the human world, and that God, as distinct from the gods created
by man out of nature, is to be sought for through human and social means. With
words like beauty we begin to get some glimpse of
Blake's 'threefold [vision] in soft Beulah's night.' Beulah for Blake is the
earthly paradise, the state of innocence, the peaceable kingdom and married
land of Isaiah 11:6 and 62:4. Beulah in Blake is much the same as the holiday
world of the imagination that I identified earlier with literature and the
other arts, where there is entertainment without argument. Blake describes it
elsewhere as a place 'where no dispute can come.' What he meant by a fourfold
vision is beyond our present scope.
There is always something of the kindergarten about
garden-paradises: in Isaiah's peaceable kingdom the predatory animals converted
to a new way of life are led by a child, and Adam and Eve, living in a garden
planted by a benevolent parental figure, are also clearly children whose
curiosity and lack of experience get them into trouble. We normally think of an
earthly paradise as a world of beauty, and the word beauty, as we saw, has
inherited some of these immature and overprotective associations. It was for
this reason that the eighteenth century added the conception of 'sublime' to
the conception of beauty. The sublime conveys the sense of the majestic and
awful in the natural environment: that is, it preserves something of the
alienation that we can find exhilarating rather than humiliating. With the
present feeling for the importance of 'wet lands' and the like, we begin to
understand what the poet Gerard Manley Hopkins meant by his line 'Long live the
weeds and the wilderness yet' and take one more step toward envisaging a human
order that has come to terms with nature on something more like nature's own terms.
We see, then, human beings continually trying to struggle
out of the atavisms of tyranny and anarchy, knowing that they are better than
these conditions, repeatedly forced back into them by all the perversities of
their own will, yet never quite losing hope or the vision of an ideal. Such an
ideal has to be present and realizable, as opposed to the dream of restoring a
paradise lost in the past, or in what is symbolized by the past.
From what has been said already it is clear that this
realizable ideal is the spiritual kingdom revealed by Jesus in the Gospels,
which is something that only Paul's soma
pneumatikon can even
understand, much less enter. The program of spiritual awareness laid down in
that tremendous philosophical masterpiece, Hegel's Phenomenology of Spirit, turns
on two principles that are relevant here. First is Hegel's introductory
principle, 'The true substance is subject.' That is, the gap between a
conscious perceiving subject and a largely unconscious objective world
confronts us at the beginning of experience. All progress in knowledge, in fact
in consciousness itself, consists in bridging the gap and abolishing both the
separated subject and the separated object.
At a certain point, for Hegel, we move from the soul-body
unit, Paul's natural man, into the realm of Spirit (Geist: the first
translation of Hegel's book into English mistranslated Geist as 'mind,' which
confuses, among other things, the whole religious dimension of Hegel's
argument). Spirit, says Hegel, enters the picture as soon as 'We' and 'I' begin
to merge, when the individual speaks to a discriminating and independent unit
within his society. In his 'substance is subject' principle Hegel continues a
philosophical tradition going back to the Latin church fathers, brooding on the
relation of person and substance in the Trinity and translating hypostasis not as substantia but as persona. The problem is to
define what is at once spiritual and substantial, the spirit which is also
body. The mirror, where a subject sees an object which is both itself and not
itself, is a central metaphor of knowledge, and such words as 'speculation' and
'reflection' point to its importance. Hegel is in search of a self-awareness
that culminates, for him, in 'absolute knowledge,' where we finally break out
of the mirror, the prison of Narcissus.
A celebrated ceramic known as the Grecian urn, which some
scholars believe to have been a piece of Wedgwood pottery, informs us, in the
context of an ode of Keats, that
Beauty is truth, truth beauty: that is all
Ye know on earth, and all ye need to know.
We have seen that a knowledge of ugliness, in both human and
natural worlds,is just as essential. Again, gaining knowledge of the physical
environment in the natural sciences is a pursuit of truth, even though we
accept the fact that there are no permanent or final truths in science or any
other human discipline. But truth always has a 'whether we like it or not'
element about it, and it is difficult to separate liking or repulsion from the
beauty-ugliness category. Keats saw things with an intensity that only the
highest genius combined with tuberculosis can give, but here he must be
speaking from a different and more idealized context.
I think Keats means that truth and beauty are both fictions,
both something created by humanity out of the natural environment. One is
concerned with the ordering of what is there, the other with the vision of what
ideally should be there. In actual experience these two things are always
different, but that is because actual experience is largely unreal. The world
in which the real and the ideal become the same thing is by definition real,
even if we never live in it. Truth is beauty only if the spiritual is
substantial.
This understood, it is clear that the pursuit of truth in
science, or anywhere else, opens up an infinite number of roads to beauty.
Similarly, there may be, first, a great beauty in a literary structure which is
detached but not turned away from the social and natural worlds, regardless of
the content, which, because it may reflect any aspect of life, could be
squalid, obscene, or insane. Second, imaginative structures contain a vast
amount of truth about the human condition that it is not possible to obtain in
any other way.
So Matthew Arnold's definition of literature as a criticism
of life is a great deal more than a paradox. Creation includes criticism as a
part of itself. For Kant, as we saw, aesthetic questions were bound up with the
critical faculty of judgment. Critics have been deluded into thinking that
their function is to judge works of art, but their judicial role does not go in
this direction at all. They do not judge the writer, except incidentally: they
work with the writer in judging the human condition. The writer may let them
down: there is as much falsehood in literature as there is in any area of human
utterance. To give a random example, the adoption of a 'socialist realism'
program in Stalinist Russia meant that every Soviet novel had to lie from
beginning to end, or its author would find himself in a concentration camp in
Siberia. In other societies authors may struggle to tell the truth as they see
it, but they are limited beings in a limited society, and what they say will
reveal both kinds of limitation. That is why we have to have a tradition of
criticism that keeps studying and commenting on the literature of the past,
recognizing its relation both to its own time and to the critic's time. Out of
this may come, eventually, a consensus that will broaden and deepen our
understanding of our imaginative heritage.
The previous chapter drew a distinction between primary and
secondary concerns, in which the secondary ones were ideological and the
primary ones physical, though the physical concerns needed a spiritual
dimension. This immediately raised the question of the difference between
secondary concerns and spiritual primary ones. I answered this tentatively by
saying that secondary concerns referred to 'primitive' societies that absorbed
the individual into the group, and that the spiritual primary ones existed only
in 'mature' societies that existed for the sake of individuals. We can perhaps
see now that what we have been calling criticism in the larger sense as a process
that takes over from the critics is the key to the distinction.
We have to have this critical approach in all the arts, and
in fact in every aspect of life, so that the word criticism expands until it is
practically synonymous with education itself. It covers all we know on earth
and most of what we can know, if not quite, perhaps, all we need to know. In
religion, too, we must keep a critical attitude that never unconditionally
accepts any socially established form of revelation. Otherwise, we are back to
idolatry again, this time a self-idolatry rather than an idolatry of nature,
where devotion to God is replaced by the deifying of our own present
understanding of God. Paul tells us that we are God's temples: if so, we should
be able to see the folly of what was proposed by the Emperor Caligula for
the Jerusalem temple, of putting a statue of ourselves in its holy place.
Criticism in the human world, however, is inseparably bound
up with creation. We also think of God as above everything else a creator, as
the opening sentence of the Bible tells us he is. I said earlier that we have
abandoned the snobbish social analogy in the distinction between fine and
useful (or 'minor') arts, but another distinction of some importance is
involved here,in a different context. We normally say that people 'make'
baskets and pots and textiles, but 'create' symphonies and dramas and frescoes.
Traditionally, however, we ignore this distinction when we speak of God as
having 'made' the world. To call God a maker implies that divine creation is a
metaphor projected from something that man does, although the Hebrew word for
'created' (bara) is never used in a human context. There is something
denigrating to God in regarding him as a maker, as preoccupied with ingenious
designs, to be complimented, as he was by natural theologians in the eighteenth
century, in his cleverness in dividing up the orange into sections for
convenience in (human, of course) eating. It was this consideration that led
Kant to his 'purposiveness without purpose' formula for beauty. God did not
make a humanly useful world; his creation relates to a world, or rather to a
condition of being, that exists for its own sake, and for his. For a designing
craftsman-God, a super-Hephaestus, there would have been no point in a
sabbatical vision to become the model for an expanding human consciousness:
only a creating God would provide a Sabbath, and with it the escape for man
from natural into spiritual vision.
Chapter Three - The Double Vision of Time
Space and Time
In the first chapter I tried to distinguish spiritual
language, founded on the principle that literal meaning in religion is
metaphorical and mythical meaning, from natural language, which is founded on
the principle that the literal is the descriptive. In the second I tried to
distinguish spiritual and natural visions of the spatial world. The natural
vision of space is founded on the subject-object split, and whatever is
objectified in ordinary experience is 'there,' even if it is in the middle of
our own backbones. At the centre of space is 'here,' but 'here' is never a
point, it is always a circumference. We draw a circle around ourselves and say
that 'here' is inside it. What is, in the common phrase, neither here nor there
does not exist, at least in space.
As natural perception develops, the 'here' circle keeps
enlarging: the very word nature, the sense of the objective as an order, shows
how far we have gone in overcoming the subject-object split. In proportion as
spiritual perception begins to enter the scene, we are released from the
bondage of being 'subjected' to a looming and threatening objective world,
whether natural or social. In the spiritual world everywhere is here, and both
a centre and a circumference. The first book of philosophy that I read purely
on my own and purely for pleasure was Whitehead'sScience and the Modern
World, and I can still remember the exhilaration I felt when I came to the
passage: 'In a certain sense, everything is everywhere at all times. For every
location involves an aspect of itself in every other location. Thus every
spatio-temporal standpoint mirrors the world.' This was my initiation into what
Christianity means by spiritual vision.
We saw that we have two stages to pass through, the natural
and the social, before the spiritual vision of space is fully emancipated. I
now want to distinguish the spiritual vision of time from the natural one, and
here again we have a distinction between time in the physical world and time in
the social or human world. the latter being what we call history. Philosophers
have been extremely profound about time: I do not have enough philosophy to be
profound, so I shall have to settle for simplicity, which in a technical
subject always means being simplistic.
In our ordinary experience of time we have to grapple with
three dimensions, all of them unreal: a past that is no longer, a future that
is not yet, and a present that is never quite. We are dragged backwards along a
continuum of experience, facing the past with the future behind us. The centre
of time is 'now,' just as the centre of space is 'here,' but 'now,' like
'here,' is never a point. The first thing that the present moment does is
vanish and reappear in the immediate past, where it connects with our
expectation of its outcome in the future. Every present experience is therefore
split between our knowledge of having had it and our future-directed fears or
hopes about it. The word 'now' refers to the spread of time in between.
We know nothing of the future except by analogy with the
past, and analogy tells us that we are mortal. It even seems probable that the
basis for consciousness, Paul's soma
psychikon, is the awareness that the uneasy pact between soul and body will
dissolve sooner or later, whether the soul is confident that it will survive
the separation or not. Meanwhile there is, coming from the bodily side, a will
to survive of which the motor force is usually called desire. The continuum of
desire consists largely of avoiding the consciousness of death, and acting on
the assumption that we are not going to die at once. This means that our life
in time is a conflict of desire and consciousness producing a state of more or
less subdued anxiety, and all the higher religions begin by trying to do
something about that anxiety. Buddhism tells us to extinguish desire and cut
off the anxiety rooted in the past; the Gospels tell us to take no thought for
the morrow and cut off the anxiety rooted in the future.
We may talk about a beginning and an end to time, but we
cannot realize such things in our imaginations. Whether we speak of a creation
by God which began time (that is, our experience of time) or of a big bang many
billions of years ago, the human mind cannot help thinking that there must have
been time 'before' that. St. Augustine was bothered by this question, which he
raises several times, notably in a famous passage in theConfessions,
where in effect he answers the question, 'What was God doing before creation?'
by saying, 'Preparing a hell for those who ask such a question.' If we were to
guess at the repressed elements in the saint's mind when he wrote this, they
might well have run something like this: If you ask God what happened before
time, you embarrass God, who probably doesn't know either, and as God hates to
be embarrassed, you are risking a good deal by asking.
Life in time represents the revolt of the finite against the
indefinite. Time never begins or ends; life always does. Our experience of the
present moment, or now, where 'now' is the spread of time between a second or
two of past and future, repeats in miniature the whole sequence of our lives.
Life in its turn is founded on the alternating movements in time, the cyclical
patterns that give us light and darkness, summer and winter, and any number of other
cyclical rhythms not yet wholly understood. The relation of life and time to
language follows similar patterns. For animals, what corresponds to speech
seems to have its roots in the rituals that are punctuation marks in the flow
of time, and crucial points in its cycles. Thus we have mating rituals,
territorial rituals, rituals of hostility to an invader, or of solidarity
within a group, usually connected with communication by sound, as in the songs
of birds. The same associations of speech with erotic or hostile or socially
binding rituals reappear in human life. But in human rituals we have a more
complex factor.
In some societies rituals may be observed on a more or less
unconscious basis. If asked why such rituals, which may be very elaborate and
apparently significant, are performed, such a society may have little to say to
a visiting anthropologist except 'we have always done this.' But it is more
usual to have some explanation of ritual at hand and to recite it as an
essential part of the ritual itself. Such an explanation regularly takes the
form of a myth, or story (mythos), recounting some event in the past of
which the ritual is a commemoration or repetition, in the same way that
Christmas commemorates and repeats the birth of Christ, even though we do not
know the day when Christ was born. A myth in its turn is part of a mythology,
or interconnected group of myths, many of them growing out of the rituals of a
society's liturgical year. And, of course, the myth springs out of life, not
time: it performs the same revolutionary and arbitrary act of beginning and
ending.
In the Athens of the fifth century BC, a momentous step in
human consciousness occurred when the rituals associated with Dionysus
developed into drama, and the great evolution of what we now call literature
out of mythology took a decisive turn. The specific literary genre produced on
that occasion was tragedy, and tragedy, as analyzed by Aristotle, exhibits the
same shape, a parabola in which 'now' is spread between a past and a future
that we have been looking at, though of course on a larger scale. Oedipus, for
example, is a humane and conscientious king of Thebes, whose kingdom is ravaged
by a drought. The gods are angry, and it is his responsibility to find out why.
He consults and oracle, the prophet Tiresias, and is told that he himself
killed his father long ago and is now living in incest with his mother. Oedipus
had no knowledge of this, but ignorance of the law is no excuse. So he tears
out his eyes in a revulsion of horror. The knowledge that Oedipus gets from
Tiresias about his own earlier life constitutes for him the moment of what
Aristotle calls anagnorisis,
which may be translated as either 'discovery' or 'recognition,' depending on
whether one remembers it or not. As a structural principle in tragedy, anagnorisis is a point of awareness near the end
that links with the beginning, and shows us that what we have been following up
to that point is not a simple continuum but something in the shape of a
parabola, a story that begins, rises, turns, moves downward, and ends in
catastrophe. This last word preserves the downward-turning metaphor.
This parabola shape occurs at every instant of our lives.
Every experience is a recognition of having had it an instant earlier. It
follows that the past is the sole source of knowledge, even though it extends
up to the previous moment. The same parabola shape encompasses our entire
lives. As we grow older, we find our childhood experiences becoming
increasingly vivid, and the speech of old men is full of reminiscences of early
life. One reason why such reminiscence is apt to be tedious is that these
memories are mainly screen memories, memories not of what happened but of what
they have reconstructed in their minds since. However, if they recalled what
actually happened it might well be even more tedious.
The great achievement of Oedipus' life came when he
encountered the sphinx and was asked the riddle, What animal crawls on four
legs, then walks on two, then staggers about on three? The answer, of course,
is man, who in the tragic perspective is thrown blindly into the world, rises
from the ground to an erect posture, then sinks slowly back toward the ground
again. Some years ago an anthropologist visiting one of the South Sea islands
(Malekula) found an interesting myth there. When a man dies, he meets a
ferocious monster who draws half of an elaborate pattern in the sand: if the
departed spirit has not been taught the other half of the pattern, and cannot
complete it, the monster devours him. Similarly, what the sphinx gave Oedipus
was only half of the tragic riddle of man: it was Tiresias who enabled Oedipus
to complete it. Completing the pattern did not save him; it destroyed him, but
Oedipus was living in this world, where completed patterns are normally tragic.
Since Freud's work a century ago, we have come to understand that everyone's
life repeats the Oedipal situation, and, more generally, that our character and
behaviour are based on patterns formed before we can remember forming them.
Aristotle explains that a tragic action is usually set off
by an overweening or aggressive act on the part of the hero, which disturbs the
balance of nature, angers the gods, or provokes retaliation from other men. The
aggressive act is called hubris, and the restoring of order after such an
aggression, which takes the form of a tragic catastrophe, is called nemesis.
But long before Aristotle, the philosopher Anaximander had suggested that
merely getting born is an aggressive act, a rebellion of life against time,
and that death is the nemesis or restored balance that inevitably
follows. Tragedy is thus a special application to life as a whole, though more
striking, because the tragic hero is usually larger than life size, and his
death proportionately more remarkable. Time itself seems to have no purpose
except to continue indefinitely, and we are often told that it will eventually
pull all life down into a heat-death in which no form of life will be able to
come to birth at all. This law of entropy applies only to closed systems, and
there is no certainty that the entire universe is a closed system or even that
there is a universe, but the law sounds so pointlessly lugubrious that it
instantly carries conviction to many people.
In the metaphorical diagrams that we always use in
discussing such subjects, time inevitably has the shape of a horizontal line,
the 'ever-rolling stream' that carries us along with its current. Life with its
beginning and ending forms a series of parabolas, of rises and falls, along
this line, following the cyclical rhythm that nature also exhibits. So far as
our experience goes, the manifestations of life are always new: the eggs and
rabbits of this Easter are not those of last Easter. For religions that accept
the myth of reincarnation the same life may appear over and over: this doctrine
does not seem to be functional in the biblical religions, though the Bible has
parallel conceptions based on metaphorical identities. In Revelation 11:8, for
example, Sodom, Egypt, and Jerusalem at the time of the Crucifixion are all
'spiritually' (metaphorically) the same place.
In any case, if time is metaphorically a horizontal line or
something that moves that way, is there a vertical dimension to life that a
conscious mind can grasp? Most religions, certainly the biblical ones, revolve
around a God who is metaphorically 'up there,' associated with the sky or upper
air. In Christianity, Christ comes down from an upper region (descendit de
coelis, as the creed says) to the surface of this earth, then disappears
below it, returns to the surface in the Resurrection, then, with the Ascension,
goes back into the sky again. Thus the total Christian vision of God and his
relation to human life takes the metaphorical shape of a gigantic cross.
Time and History
Let us turn now from the natural context of life in time to
the social and human context we call history. here we have, first of all, the
unceasing flow of time to which society adapts in the form of what Edmund Burke
calls the continuum of the dead, the living, and the unborn. It is this social
continuum out of which we grow, and it is clear that an impulse toward social
coherence and stability is as deeply rooted in the human consciousness as
anything can be. I cannot think of any society in history that has
disintegrated simply through lack of will to survive. Consequently I do not
believe what I so often hear from the news media today, that Canada is about to
blunder and bungle its way out of history into oblivion, leaving only a faint
echo of ridicule behind it.
Burke felt that this continuum of society was the true basis
of what is called the social contract, and that to discover what a society's
contract is we should look at its present structure. Much earlier, Thomas
Hobbes had come up with the myth of an original contract in the past, one which
began history as we know it. According to this, human individuals, finding life
unbearable in isolation, got together to surrender authority to a leader. Of
course Hobbes's individuals could never have existed except as members of
previous societies, but his version of the contract has its own mythical
integrity. In a state of nature man faces what is still largely unknown, and
whenever man is faced with the unknown he starts projecting his fears and
anxieties into it. He projects, in this case, a whole cosmos of mysterious
external authority, beginning with the gods and including the laws that are
usually thought of as coming to a society from an external or objective will
lost in the mists of time. The next step is to see a concrete manifestation of
this external authority in his own society. At the beginning of recorded
history societies are dominated by rulers with gods supporting them, a fusion
of spiritual and temporal authority most complete in Egypt, where the Pharaoh
was an incarnation of God. The West Semitic peoples preferred to think of
earthly rulers as adopted (or 'begotten,' as in Psalm 2) sons of God, but both forms of
authority were present and each reinforced the other.
The vertical dimension of a God above man was thus, from the
beginning, bound up with the conception of authority and a hierarchical
society. In Christian metaphor God has always been a king, a sovereign, a
ruler, a lord; and earthly rulers, whether spiritual or temporal were only too
ready to claim that they were the representatives of God on earth. In the
course of time other conceptions proliferated: of a chain of being stretching
from God at the top to chaos at the bottom, of a universe stretching from the
presence of God beyond the stars to the centre of the earth, and various
others. In the later eighteenth century, with the American, French, and
Industrial revolutions, the assumption of the divine right of rulers and of an
ascendant class to be perpetually on top of society began to be questioned. But
questioning the visible aspect of external authority soon led to questioning
its invisible aspect as well.
In the later nineteenth century, with the rise of Marxism
and Nietzsche's proclamation of the death of God, the vertical dimension of the
cosmos disappeared for many people, and only the horizontal, or historical,
dimension remained. The metaphor of William james contrasting tough-minded and
tender-minded people is very central to most of us: we all want to be
tough-minded, capable of grappling with things as they are and not taking
refuge in consoling but outworn formulas. And for many the religious dimension
of existence was by definition a tender-minded attitude. But although it was
common, and still is, to hear people say, 'I believe only in history,' it is
not easy to see what there is in history by itself to believe in. The record of
humanity from the beginning is so psychotic that it is difficult not to feel,
with Joyce's Stephen Dedalus, that history is rather a nightmare from which we
are trying to awake.
Marxists, for example, though always vigilant to pounce on
anyone who suggests the reality of a vertical dimension of being as totally
lacking in 'historicity,' are really looking for the redemption of man within
history, the 'historical process' of Marxism being assumed to lead to the
end of history as we have known it. Michel Foucault, in his book The Order of Things, studies
the shift from 'classifying' systems of thought which arranged things along
hierarchical and vertical patterns of authority, and which dominated culture
down to the eighteenth century, to the 'causal' or historical systems that
succeeded them in the nineteenth. He remarks, 'The great dream of an end to
History is the utopia of causal systems of thought, just as the dream of the
world's beginnings was the utopia of classifying systems of thought.' But the
Marxist historical process appears to have betrayed the millions of people who
have tried to live by it, and perhaps it is time to re-examine our visions of
history and time.
Let us go back to our first principle. Just as when we pull
a plant up by the roots the surrounding soil will cling to it, so when we
examine our experience of the present moment we find it surrounded by the
immediate past and future. The Bible sees the relation of God to time as an
infinite extension of the same principle. The metaphors of creation and
apocalypse, at the beginning and end of the Bible, mean that in the presence of
God the past is still here and the future already here. The coming of Christ
from a human perspective is split between a first coming in the past and a
second coming in the future. The existence of the New Testament, by making this
historical-prophetic event a verbal event, transfers not only the pastness of
the first coming into our own present, but the futureness (there has to be such a word) of the second one.
The vision of the future as already here is not a fatalistic vision: it means
simply that we do not have to wait or die to experience it. We speak of the
eternal presence of God as timeless, but once again the language fails us: we
need some such word as 'timeful' to express what the King James Bible calls the
fullness of time.
The movement of the biblical narrative from creation to
apocalypse, though it takes place entirely within the present, is not a closed
cyclical movement: it moves from a creation to a new creation. The new one is
also the old one restored: it is new only to mankind, and represents not only a
new but an enlarged human experience. Similarly in the Book of Job, God
intervenes in the dialogue to describe to Job the past creation that Job never
saw. But, once brought into Job's present experience, it becomes a new creation
in which Job is no longer a mere spectator but a participant. The restoration
of Job takes place in the immediate future, but it is already incorporated in
the vision. Yet the future promise is an essential part of the vision, because,
as Eliot says, only through time is time conquered.
Again, Ezekiel's vision of dry bones (37) was probably, in its original context,
a vision of the restoration of Israel from captivity, a future event to
Ezekiel. Christianity regards it as a prophecy of the resurrection begun by the
resurrection of Christ, again a future event. But there is another dimension
even to the Christian view, the dimension that the Book of Revelation (14:6) calls the everlasting
gospel. For Paul, the Messiah was the concealed hero of the Old Testament as
well as the revealed hero of the New. The prophecy includes the future but is
not fixated on the future. What Ezekiel was really seeing, then, was actual
resurrection, a vertical movement from a dying present into the living presence
of the spiritual body. And although Jesus often speaks of his spiritual kingdom
in metaphors of the future, he makes it quite clear, in the parable of the
talents and elsewhere, that it is not a good idea to throw away our lives on
the assumption that an 'after' life will be a better or easier one.
History is the social memory of human experience, and in
writing about it we look for beginnings and ends, even though these beginnings
and ends are at least partly a technical verbal device. We also impose narrative
patterns, like Gibbon's 'decline and fall' for the Roman Empire or Motley's
'rise' for the Dutch Republic, to give shape to our understanding. There is
thus a combination of continuity and repetition in history-writing, and the
repeated or sequential themes are a mixture of fact and organizing fiction, or
myth. From Vergil to Nietzsche there have been occasional visions of history as
totally cyclical, an unending movement of time in which the same events recur
indefinitely. There seems to be better evidence, however, that time is
irreversible, and general cyclical views of history are not convincing. That
there are cyclical elements in history, that is, recurring patterns that exist
in events themselves and are not simply fictions in the mind of the historian,
seems inescapable.
A very frequent primitive view of history is that it
consists of a series of re-enactments in time of certain archetypal myths that
happened before human life as we know it began. In some societies this
dominance of repetition over history is so powerful that in a sense nothing
ever happens. In the Egyptian Old Kingdom a Pharaoh may set up a stele
recording his defeat of his enemies, with the enemies, even their leaders,
carefully named. It seems like a genuine historical record - until scholars
discover that it has been copied verbatim from another monument two centuries
older. What is important is not that the Pharaoh won, but that he continues to
say that he won, in a ritual pseudo-history where no defeat ever can occur.
This obliterating of history is much the same as the incessant rewriting of
history in totalitarian states, which turns history into a continuous record of
the infallibility of the ruling party.
Sometimes this sense of repetition develops a movement to
create a new kind of history by reincarnating a myth out of the past. The
patron saint of all such efforts is Don Quixote, who tried to force the society
around him to conform to a lost age of chivalry. We note in passing that no
previous age thus invoked ever existed: quixotic versions of history are
secular parodies of the Christian view of the Fall, and, as Proust says, the
only paradises are those we have lost. The Nazi movement in Germany purported
to be a re-creation of a mythical heroic Germany, though it soon became clear
that what the Nazis were interested in re-creating were infantile sadistic
fantasies. The reason is obvious: infantile fantasy is all that really presents
itself to the quixotic mind. Even the garden of Eden, as we saw, was really a
place of immortal childhood.
Karl Marx had something similar in view when he spoke of
events occurring first as tragedy and secondly as farce. He was thinking, among
other things, of the French Second Empire, where Napoleon III became emperor
simply because his name was Napoleon. It is true that the end of the Third
Reich was not worthy of the name of tragedy, and was more accurately a hideous
farce, though a farce that only the devil would find amusing. Other
attempts to live in a myth abstracted from history, such as the
nineteenth-century Utopian communities in America and the Quebec separatism
inspired by the motto je me souviens, are closer to the skewed pathos of
Quixote himself.
There is a corresponding fixation on the future. In
Christianity this usually takes the form of a fearful expectation of a second
coming or simply a postponing of spiritual life, of the 'some day we'll
understand' type, the assumption that death automatically brings enlightenment.
Secular parodies of this take the form of beliefs in revolution or progress,
and in their demonic form employ the tactic of sacrificing the present to the
future. Such visions can be quite as horrible in their results as in their
fascist counterparts. It seemed logical in Stalin's Russia that if hundreds of thousands
of kulaks were murdered or sent to concentration camps far away, Russia might
have a more efficient system of collectivized agriculture within the next
century. But such means adopted for theoretically reasonable ends never serve
such ends: they merely replace them, and the original ends disappear. All that
the murdering and persecuting of kulaks accomplished, in short, was the
murdering and persecuting of kulaks. The operation was not simply evil, it was
unutterably futile, for in far less than a century the Soviet Union realized
that it needed kulaks again. There is no reason to feel complacent about
Stalin's Russia, however: many Canadians defend the destruction of their
country by such phrases as 'you can't stop progress,' unaware that 'progress'
in such contexts is an idol on the same level as the legendary Hindu Juggernaut
or the Old Testament Moloch.
Time and Education
Hitler and Stalin between them are sufficient commentary on
an attitude to time and history that becomes obsessed by its relation either to
the past or to the future. We saw also that there is an element of repetition
in time, in life, and in history. Let us look at this element of repetition in
human experience. There are two kinds of repetition: one is inorganic, a matter
of merely doing the same thing over and over; the other is habit or practice
repetition that leads to the acquiring of a skill, like practising a sport or a
musical instrument. Inorganic repetition is precisely what the word
superstition means: binding oneself to a continuing process that is mere
compulsiveness, often accompanied by a vague fear that something terrible will
happen if we stop. The acquiring of skill transforms mere repetition into
something that develops and progresses. If we ask what it develops into or
progresses toward, we may provisionally say something like an enlargement of
freedom: we practice the piano to set ourselves free to play it. In any case,
this kind of directed repetition is constantly turning into larger and more
complex forms of itself: it seems even to be reduplicating the process of life,
where embyro turns into infant and infant into adult.
Acquiring a skill in human life is possible, so far as we
can see, only for the individual. But the social basis of individual life may
provide, in its institutions, a continuity, a sense of stable and relatively
predictable movement in time, on which the individual can build his directed
repetition. The Church, with its sacramental system and its constant
proclaiming of its gospel, exhibits a continuity of this type: so does law,
with its dialectic of precedents, and so does education, so far as education
presents the repeating elements of knowledge from the alphabet and
multiplication table onward. It may seem strange to speak of living a religious
life in terms of acquiring a skill by practice, but there is a parallel: the
New Testament writers constantly use such phrases as 'without ceasing' when
exhorting us to continue the practice of prayer or charity.
When the Preacher said that there was nothing new under the
sun, he was speaking of knowledge, which exists only in the past, and where
nothing is unique. The passing of experience into knowledge is closely related
to the tragic vision of life. It is part of a reality in which at every instant
the still possible turns into the fixed and unalterable past. We feel partly
released from this tragic vision when we are acquiring skills, getting an
education, or advancing in a religious life: there we are exploiting our memory
of the past to give direction along the present. Consequently the Preacher also
said, 'To every thing there is a season.' Here he was speaking of experience,
where everything is unique and everything is diversified. What he means by
wisdom is a double movement: it starts with present experience disappearing
into past knowledge, but then reverses itself and becomes past knowledge
permeating and irradiating present experience. What sounds at first like
pessimistic melancholy turns into something very different as he goes on and
begins to say things like 'Go thy way, eat thy bread with joy, and drink thy
wine with a merry heart.' Wisdom for him is a force moving against the normal
flow of time, going from the 'vanity' or emptiness of the past into the
fullness of the present, and the process is a constant liberation of energy.
Thus the tragic aspect of time in which every moment brings
us toward death, and in which we know only what has been, and neve what is or
is going to be, is counteracted by the directed and progressive attack on time
that underlies all genuine achievement in everything that matters, in religion,
in education, in culture most obviously. This building up of habit through
incessant practice creates a new vertical dimension in experience, though it grows
from the bottom upward and through the individual, however much the individual
may depend on a social consensus in church or university. This vertical
dimension is once again a hierarchy and a structure of authority, but these
words no longer relate to temporal authority or to the supporting social
structure. No human being or human institution is fit to be trusted with any
temporal authority that is not subject to cancellation by some other authority.
Spiritual authority, which is alone real, inheres in such things as the classic
in literature, the repeatable experiment in science, or the example of the
dedicated spiritual life; it is an authority that expands and does not limit
the dignity of those who accept it. All personal authority in the spiritual world
is self-liquidating: it is the authority of the teachers who want their
students to become their scholarly equals, of the preachers who, like Moses (Numbers 11:29), wish that all God's people
were prophets.
The hierarchy I spoke of begins with the bottom layer of the
human psyche, or what is called the unconscious, a chaos of energy quieted and
ordered by the repetition of practice. A pianist may come through practice to
play thousands of notes in a few moments without consciously attending to each
one. But there is of course a consciousness attending all the same, the faculty
I have linked to criticism, which does not stop simply with self-criticism, but
goes on to a conscious awareness of the historical context of what one is
doing. The functionaries of churches and schools and courts, when they become
entrenched bureaucracies, may at any time retreat into superstition, simply
handing on what has been handed to them. Criticism is one of the forces that
can strike a new energy out of a dormant one: it approaches the past in a way
that relates it to contemporary life and concerns. Works or literature, music
and the other arts do not, apparently, improve or progess with time, but the
understanding of their meaning, their importance, and their function in history
can and to some extend does improve. In Christianity, while we do not think of
revelation itself as progressing, the human response to it clearly can
progress. In the sciences criticism is even more deeply rooted. In science
every new discovery attaches itself to the total body of what is already known,
so that with every major advance the whole of knowledge is created anew.
When one is a beginner, this attempt at reversing the flow
of time by progressive achievement is attracted toward a future goal, the goal
of mastery of the skill. But at a certain point the future is already here, the
sense of endless plugging and slugging is less oppressive, and the goal is now
an enlarged sense of the present moment. One has glimpses of the immense
foreshortening of time that can take place in the world of the spirit; we may
speak of 'inspiration,' a word that can harly mean anything except the coming
or breaking through of the spirit from a world beyond time. One may, as I have
done myself, spend the better part of seventy-eight years writing out the
implications of insights that have taken up considerably less than an hour of
all those years. Here the shadow that falls between the present moment and the
knowledge that one has lived through the present moment has disappeared, and
experience and the awareness of experience have become, for an instant at
least, the same thing. When this happens in a Christian context, we may say that
the human spirit has found its identity with the spirit of God, and ought to
know now, even from the split second of insight it has had, what is meant by
resurrection and deliverance from death and hell.
For about two decades in this century a vogue for Oriental
techniques of meditation, Indian yoga, Chinese Tao, Japanese Zen, swept over
North America. The genuine teachers of these techniques stressed the arduous
practice that was essential to them, and pointed out the futility of
trying to avoid the work involved by taking lysergic acid and the like. The
goal was enlightenment, the uniting of experience and consciousness just
mentioned. There was some gullibility and groupie mentality in these cults,
especially among those who were ready to believe anything that was Oriental and
nothing that was Western. For them such words as samadhi and satori,
as they had not read the New Testament, did not connect with such conceptions
as 'born of the spirit,' 'fullness of time,' or the sudden critical widening of
the present moment expressed by the word kairos.
But some analogies may have come through by osmosis.
For example, the Oriental scriptures tell us that very
advanced stages of enlightenment bring miraculous powers of various kinds,
including healing, but that these powers should never be regarded as more than
incidental by-products, and may even distract one from the real goal of
liberation. If so, the miraculous element in the Gospels, which describe a life
lived on a plane of intensity that none of us have much conception of, should
cause no surprise, and there are clear indications that the gospel writers were
more impressed by Jesus' miracles than Jesus himself was. Jesus performs his
miracles with reluctance, almost with irritation; he imposes secrecy on those
he cures; he tells his disciples that they can do as well as that themselves.
But the Oriental analogues may begin to give us some faint notion of what Heilsgeschichte or sacred history really talks about.
I mention these cults because the seem to me to be an
aspect, even if a minor one, of a general weariness with history, with being
bullied and badgered by all the pan-historical fantasies of the nineteenth
century, of Hegel and Marx and Newman and Comte, who keep insisting that by
history alone can we be saved, or rather by putting some kind of construct on
history that will give it a specious direction or meaning. Even the arts may
sometimes give an impression of wearing out their historical possibilities. The
most profoundly original artist still forms part of a larger process of
cultural aging: the music of Beethoven could only have come later than Haydn
and Mozart and earlier than Wagner and Berlioz. And while we are not likely to
tire of Beethoven, the cutural tradition he belongs to may reach a point of
exhaustion where it becomes oppressive to carry it on without a major change.
I sometimes feel that we may be in such a period of doldrums
now, with so many artists in all fields circling around over-explored
conventions of literary irony or pictorial abstraction or architectural
conventions that have produced the loveless and unloved erections contemplated
by Prince Charles. However grateful we may be for the many writers and painters
and builders we have who are so much better than that, I sense a longing for
some kind of immense creative renovation, which, I should imagine, would have
to be the product of a large-scale social movement. Earlier in the century a
proposal for such an awakening would automatically have been responded to with
the word 'revolution,' a donkey's carrot still held before the student rebels
of the sixties. Revolutions, however, are culturally sterile: they weaken the
traditions of the past but put nothing in their place except second-rate
versions of the same thing. I think the real longing is not for a mass movement
sweeping up individual concerns, but for an individualized movement reaching
out to social concerns. Primary concerns, that is: food, shelter, the greening
of the earth, and their spiritual aspects of freedom and equal rights.
The provision in the Mosaic code for a jubilee year showed a
profound insight into the psychology of human beings living in time. I said
earlier that cyclical visions of history lack convincingness, but that cyclical
elements in history clearly do exist. One of these is the one so heavily
featured in the Bible, the cycle of bondage and release, the cyclical
oppression and restoration of Israel. We celebrate the resurrection every
Easter, but Easter by itself does not suggest ressurection; it suggests only
the renewing of the cycle of time, the euphoria with which we greet the end of
winter and the coming of spring. There is a similar euphoria in society when a
tyranny comes crashing down and proclamations of freedom and equality are voiced
on all sides. We heard this euphoria a few years ago in Haiti and in the
Philippines; we are hearing it now in Eastern Europe. But we cannot trust it
permanence; far less can we trust the effect produced by it on us. There are
people trying to get rid of an unworkable economy with its unworking
bureaucracy and there are neo-Nazi skinheads; there are crowds demonstrating
for freedom and crowds demonstrating against minorities; there are revivals of
free discussion and revivals of anti-Semitism. One hopes for a society that can
remember on Tuesday what it thought it wanted so desperately on Monday, but on
the human plane even the pressure of primary concerns, food and shelter and
freedom to move and talk, cannot always be relied on to preserve such a memory.
As Coleridge said, 'I could weep for the criminal patience of humanity!'
Perhaps the most effective help may come from the mammon of unrighteousness:
from greed and self-interest and xenophobia and the conflicts they bring with
them, when harnessed against their will to better causes.
I have not spoken of the providence of God, because it seems
to me that the providence of God operates only in its own sphere, not in the
sphere of human folly and frivolousness. I think immense changes could be
brought about by a Christianity that was no longer a ghost with the chains of a
foul historical record of cruelty clanking behind it, that was no longer
crippled by notions of heresy, infallibility, or exclusiveness of a kind that
should be totally renounced and not rationalized to the slightest degree. Such
a Christianity might represent the age of the Spirit that the
thirteenth-century Franciscan Joachim of Floris saw as superceding the Old
Testament age of the Father and the New Testament age of the Logos. Such a Christianity
would be neither an inglorious rearguard action nor a revolutionary movement
creating suffering and death instead of life more abundantly. It would be a
Christianity of a Father who is not a metaphor of male supremacy but the
intelligible source of our being; of a Son who is not a teacher of platitudes
but a Word who has overcome the world; and of a Spirit who speaks with all the
tongues of men and angels and still speaks with charity. The Spirit of creation
who brought life out of chaos brought death out of it too, for death is all
that makes sense of life in time. The Spirit that broods on the chaos of our
psyches brings to birth a body that is in time and history but not enclosed by
them, and is in death only because it is in the midst of life as well.
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